The Law of Financial Services Groups (eBook, ePUB)

Redaktion: H E Morris, Charles

• Format: ePub

Produktbeschreibung

Most legal text books and practitioners' guides focus on the impact of financial services law and regulation as applicable to individual legal entities: the application of such law and regulation on a group basis is often a cursory afterthought, or neglected altogether. This book reverses the balance. It is the first book to fully and systematically address how groups of businesses within the financial services sector are regulated. It starts with the company law and corporate insolvency law foundations and how they are established and formed into groups. It then builds up through prudential regulation and resolution-driven principles, focusing on such how regulations apply and operate at a consolidated group and sub-group level, to the structural responses from firms and counter-responses from legislators and regulators. This new work also considers the tensions that arise from the conflicts between authorities and legal systems on a cross-border basis, and between the formal legal system and the powers and agendas of the regulators. In its final section, the book applies the principles explored in previous sections to a wide range of transaction types. The book covers intragroup transactions, and the role that regulation plays requiring and restricting the movement of financial resources around groups. It is up-to-date as at April 2019, marking the culmination of over 10 years of intense regulatory change, addresses UK ring-fencing rules and EU and US intermediate parent undertaking requirements, and considers the impact of Brexit and the EU banking reform/risk reduction package.

---

Dieser Download kann aus rechtlichen Gründen nur mit Rechnungsadresse in A, B, BG, CY, CZ, D, DK, EW, E, FIN, F, GR, HR, H, IRL, I, LT, L, LR, M, NL, PL, P, R, S, SLO, SK ausgeliefert werden.

Produktdetails

• Verlag: Oxford University Press
• Seitenzahl: 392
• Erscheinungstermin: 26. September 2019
• Englisch
• ISBN-13: 9780192585585
• Artikelnr.: 57806618

Autorenporträt

Charles H R Morris is a lawyer, practising in London. He specialises in financial regulation and corporate law.

Inhaltsangabe

Introduction
PART I: Corporate Law Foundations
1: Corporate Groups
2: Company and Corporate Insolvency Law
PART II: Prudential Regulation
3: Introduction to Prudential Regulation
4: Group Prudential Regulation
5: CRD Prudential Requirements on a Group Basis
6: Solvency II Prudential Requirements on a Group Basis
7: Prudential Supervision of Financial Conglomerates
8: Other Forms of Group Prudential Supervision
9: The Prudential Supervision of Cross-border Groups
PART III: Resolution
10: Introduction to Resolution
11: Resolution and Groups
12: MREL/TLAC
13: Cross-border Influences and Tensions on Resolution Groups
PART IV: Structural Regulation
14: Group Structure and Regulation
15: The UK Bank Ring-fencing Regime
16: Holding Companies and Intermediate Parents
PART V: Intragroup Arrangements and Management
17: Intragroup Transactions and other Interactions
18: Employees and Officers of a Group
Part VI: Practical Applications
19: Practical Applications