Governance of Financial Institutions (eBook, PDF)

Redaktion: Busch, Danny; Solinge, Gerard van; Ferrarini, Guido

• Format: PDF

Produktbeschreibung

This book examines the topical issue of governance of financial institutions, covering banks, investment firms, asset management, pension funds and insurance firms. It comprehensively analyses the impact and practice of the new and more robust requirements for management functions under MiFID II (Markets in Financial Instruments Directive) and other regulation such as MAR (Market Abuse Regulation). Thematically grouped chapters provide extensive coverage of the main areas of change and interest in this field: financial regulation, models, systemic risk, culture and ethics, and conduct and culture. Each chapter employs an interdisciplinary approach, providing high-quality analysis and discussion of the governance of financial institutions of a practical, as well as theoretical, nature. Written by a team of expert contributors, comprised of leading scholars with broad practical experience, and leading practitioners in the field of corporate governance, this book provides much needed analysis of this important topic and the new rules for those advising financial institutions.

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Produktdetails

• Verlag: Oxford University Press
• Seitenzahl: 624
• Erscheinungstermin: 24. Januar 2019
• Englisch
• ISBN-13: 9780192560087
• Artikelnr.: 55031727

Autorenporträt

Professor Danny Busch holds the Chair for Financial Law at Radboud University, Nijmegen, where he is also the Director of the Institute for Financial Law. He has published extensively, many of those publications written in English, including with OUP. He is a Research Fellow of Harris Manchester College and a Fellow of the Commercial Law Centre, University of Oxford. Guido Ferrarini is Emeritus Professor of Business Law and Capital Markets Law at the University of Genoa, Department of Law, and Director of the Centre for Law and Finance. He holds a J. D. (University of Genoa, 1972), an LL.M. (Yale Law School, 1978) and a Dr. jur. (h.c., Ghent University, 2009). He is founder and fellow of the European Corporate Governance Institute (ECGI), Brussels. Gerard van Solinge is Professor of Corporate Law at Radboud University Nijmegen where he is a member of the scientific board of the research programme Company Law of the Business and Law Research Centre. He also practises as an attorney at Allen & Overy LLP and has written a number of books and articles.

Inhaltsangabe

* I. General
* 1: Danny Busch, Guido Ferrarini, Gerard Van Solinge: Governing
Financial Institutions: Law and Regulation, Conduct and Culture
* 2: Jens-Hinrich Binder: Corporate Governance of Financial
Institutions: In Need of Cross-Sectoral Regulation? A comparative
analysis of banks, investment firms, asset managers, and pension
funds
* 3: Arthur van den Hurk and Michele Siri: Comparative Regulation of
Corporate Governance in the Insurance Sector
* 4: Bart Bierens: The Governance of Banks and the Requirement of
Resolvability: a Fundamental Change in Perspective?
* 5: Kitty Lieverse and Claartje Bulten: Comparative Regulation of
Corporate Governance in th e Insurance Sector
* II. Governance Structures and Regulations
* 6: Paul Davies and Klaus Hopt: Non-Shareholder Voice in Bank
Governance: Board Composition, Performance and Liability
* 7: Steven Schwarz (Aleaha Jones, and Jiazhen Yan): Responsibility of
Directors of Financial Institutions
* 8: Iris Palm-Steyerberg and Danny Busch: Fit and Proper Requirments
in EU Financial Regulation: Towards More Cross-Sectoral
Harmonisation?
* 9: Lodewijk van Setten: Risk, Risk Management, and Internal Controls
* 10: Paolo Saguato: Financial Market Infrastructures: The Essential
Role of Risk Management
* 11: Guido Ferrarini: Compensation in Financial Institutions: Systemic
Risk, Regulation and Proportionality
* 12: Carmine di Noia and Matteo Gargantini: Corporate Governance,
Financial Information and MAR
* III. Ownership Structures
* 13: Cristina Ungureanu: Engagement of Institutional Investors
* 14: Katja Langenbucher, Johannes Adolff and Christina Skinner:
State-owned Financial Institutions
* 15: Gerard van Solinge and Martin van Olffen: Co-operative Banks: A
Dutch Experience
* IV. Conduct and Culture
* 16: Guido Ferrarini and Shanshan Zhu: Corporate Culture in the
Governance of Financial Institutions: An Interdisciplinary Approach
* 17: Wijnand Nuijts: Public Supervision of Behaviour and Culture at
Financial Institutions
* 18: Danny Busch and Peter Laaper: Conduct and Culture in the
Netherlands: The Dutch Banker's Oath and the Dutch Banking
Disciplinary Committee
* 19: Antonella Sciarrone Alibrandi and Claudi Frigeni: Managing
Conduct Risk: From Rules to Culture
* 20: Geneviève Helleringer and Christina Skinner: Conflicts of
Interest: Comparing Compliance and Culture in the US and UK
* 21: Paulo Giudici: The Venetian Banks Collapse
* 22: Maribel Saez and Maria Gutierrez: The Spanish Banking Crisis as a
Corporate Governance Problem
* 23: José Engrácia Antunes: Banco Espírito Santo: Anatomy of Banking
Scandal in Portugal
* 24: Bas de Jong: Governance Problems in Dutch Financial Institutions
from 2007 to-2017