Sharon Ward

The Changing Function of Compliance

A Handbook to Managing Regulatory Risk

• Gebundenes Buch

Produktbeschreibung

In the current business climate, the pace of regulatory change is a significant business risk, and Compliance departments are under increasing pressure to keep up and adapt their organisations accordingly. This new edition updates what has become an indispensable guide to regulation compliance for regulated firms and regulators alike.

Produktdetails

• Verlag: CRC Press
• 2nd edition
• Seitenzahl: 294
• Erscheinungstermin: 18. September 2023
• Englisch
• Abmessung: 244mm x 170mm x 19mm
• Gewicht: 694g
• ISBN-13: 9781032556482
• ISBN-10: 103255648X
• Artikelnr.: 68101436

Autorenporträt

Sharon Ward is an experienced regulatory compliance specialist. A compliance professional since the mid-1990s, Sharon is a former senior practitioner active in the development of professional education in this field throughout the past two decades, initially in her operational roles with the International Compliance Association and thereafter as its Chief Examiner (GRC). She has developed, taught on and written for a range of governance, risk and compliance-related programmes to Master's level, both in the UK and internationally, contributing to key industry initiatives. Formerly Module Director for the Financial Services Compliance elective of the Chartered Banker MBA (CBMBA) and Editor of the Journal of Business Compliance, Sharon is a fellow of the ICA and of the Chartered Institute of Educational Assessors. Her work in this area continues through research, development projects, teaching and assessment.

Inhaltsangabe

Part I Compliance Context 1. Regulation and Risk 2. Influences and
Influencers 3. Regulatory Risk Management Part II Compliance Focus 4. The
Compliance Environment 5. The Compliance Framework 6. Compliance Activities
and Approach Part III Compliance Development 7. Why Compliance Matters Now
8. Compliance Challenges 9. Enabling the Compliance Function 10. Conclusion