SERIES 9 EXAM REVIEW 2022+ TEST BANK (eBook, ePUB)

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Passing the General Securities Sales Supervisor Exam (Series 9 and 10) qualifies an individual to supervise a firm's sales activities in corporate, municipal, and option securities; investment company products; variable contracts; and direct participation programs. The exam covers the full range of topics related to options regulation. All candidates seeking to attain the Series 9 registration must also pass both the Series 7 Exam as well as the general knowledge Securities Industry Essentials (SIE) Exam.Created by the experts at The Securities Institute of America, Inc., Series 9 Exam Study G...

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