Code of Federal Regulations Title 17, Volume 3, April 1, 2015
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Code of Federal Regulations Title 17, Volume 3, April 1, 2015

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17 CFR 200 to 239 primarily features the US Securities and Exchange Commission. In this volume, you will find rules, procedures, standards and regulations pertaining to conduct and ethics, rules of practice, informal and other procedures, rules relating to investigations, debt collection, electronic filings, and more. Investment bankers, investment traders, securities brokers, financial advisor's, personal finance analysts, economists, investment attorneys, and financial analysts may be interested in this volume. Additional students pursuing undergraduate and masters degree programs in finance...